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Clinton Wilson: Raymond James Advisor Lands $4 Million Complaint

A recent investor complaint against Naples, Florida financial advisor Clinton Wilson (CRD# 2954236) alleges that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Raymond James Financial Services.

Mr. Wilson’s BrokerCheck report discloses two investor complaints. The most recent, filed in November 2023, alleges that a Raymond James customer’s “DocuSign form was fraudulently created and signed” in connection with a wire transfer. The pending complaint alleges damages of $4 million.

An earlier investor complaint, filed in 2003, alleged that as a representative of RBC Dain Rauscher, Robert W. Baird & Company, and Raymond James Financial Services, he engaged in “unsuitable account activity.” The complaint reached a settlement of $72,500.

Other current or former investor Raymond James Financial Services advisors to receive investor complaints include Marc Hallick, Aaron Werner, Andrew Kubicsko, Thomas Lee, and Charles Fagan.

According to the Financial Industry Regulatory Authority, Clinton Wilson holds 26 years of securities industry experience. Based in Naples, Florida, he has been a broker and an investment advisor with Raymond James Financial Services since 2000 and 2009, respectively. His past registrations include Robert W. Baird & Company (Milwaukee, Wisconsin; 2000-2001) and Dain Rauscher (1997-2000). His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Municipal Securities Principal Examination, or Series 53; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He holds 39 state licenses. (Information current as of December 15, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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