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Jason Nazzaro: $500K Complaint Against Ex-SagePoint Advisor

A recent investor complaint against Woodcliff Lake, New Jersey financial advisor Jason Nazzaro (CRD# 1916030) alleges that variable annuity recommendations led to six-figure losses. Financial Industry Regulatory Authority records show that he is a broker with Osaic Wealth and a representative of Nazzaro Financial Services.

Mr. Nazzaro’s BrokerCheck report discloses multiple investor complaints. The most recent, filed in October 2023, alleges that as a representative of SagePoint Financial, he recommended unsuitable variable annuity investments and over-concentrated the account. The pending complaint alleges damages of $500,000.

An earlier investor complaint, filed in 2020, alleged that he misrepresented annuity investments and made excessive trades. The complaint alleged damages of $600,000 and was denied by the firm.

Nazzaro Financial Services offers investment management, retirement and estate planning, tax strategies, and other services, according to the firm’s website. “Our mission is to cultivate a deep and comprehensive understanding of your unique financial situation, ensuring that your financial goals and aspirations are at the forefront of our strategic approach,” its mission statement explains. “Through our intimate client relationships, we offer not only unparalleled personal service, but also the highest quality financial guidance, tools, and products tailored to your specific needs. Our mission is to empower you to reach your financial goals, offering clarity and direction in your journey towards financial success and stability.”

According to the Financial Industry Regulatory Authority, Jason Nazzaro holds 31 years of securities industry experience. Based in Woodcliff Lake, New Jersey, he has been a broker with Osaic Wealth since September 2023. His past registrations include SagePoint Financial (Woodcliff Lake, New Jersey; 2011-2023), LPL Financial (Paramus, New Jersey; 2004-2011), FFP Securities (Chesterfield, Missouri; 2004), National Planning Corporation (Los Angeles, California; 1999-2004), American General Securities (Phoenix, Arizona; 1997-1999), USLife Equity Sales (New York, New York; 1996-1997) Nathan & Lewis Securities (New York, New York; 1995-1996), Guardian Investor Services (New York, New York; 1992-1995), and Cadaret Grant & Company (Syracuse, New York; 1995). His credentials include the passage of six securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the General Securities Principal Examination, or Series 24; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in California, Connecticut, Florida, New Jersey, New York, Pennsylvania, Rhode Island, and Texas. (Information current as of November 13, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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