Savannah, Georgia financial advisor Jayne Di Vincenzo (CRD# 3165173) is under investigation by securities regulators in Virginia, according to a...Read More
Jayne Di Vincenzo: Regulators Probe Fiduciary EDGE Advisor
Savannah, Georgia financial advisor Jayne Di Vincenzo (CRD# 3165173) is under investigation by securities regulators in Virginia, according to a recent disclosure. Financial Industry Regulatory Authority records show that she is a broker and an investment advisor with Kestra Investment Services, doing business as Fiduciary EDGE Advisors.
Ms. Di Vincenzo’s BrokerCheck report discloses the Virginia State Corporation Commission’s investigation into her conduct. Filed in August 2023, the disclosure states that the Commission is investigating her “Code Section 13.1-518 of the Virginia Securities Act,” which empowers the Commission to investigate individuals to determine if they violated or are about to violate the Act. The disclosure does not provide any further information regarding whatever alleged conduct led to the investigation.
As her BrokerCheck report notes, Ms. Di Vincenzo does business as Fiduciary EDGE Advisors. As her profile on the firm’s website states, she “brings over two decades of experience to her clients who benefit from her dedication to them through all of life’s challenges and opportunities and changing economies, globalization, technology, ever-changing investment products and new strategies.” She has obtained designations as a Certified Financial Planner, an Accredited Investment Fiduciary, a Certified Estate Planner, and a Chartered Financial Consultant.
According to the Financial Industry Regulatory Authority, Jayne Di Vincenzo holds 24 years of securities industry experience. Based in Savannah, Georgia, she has been a broker and an investment advisor with Kestra Investment Services since 2021. Her registration history includes Cambridge Investment Research, Colonial River Wealth Management, LPL Financial, MICG Investment Management, and UBS Financial Services. Her credentials include the passage of eight securities industry qualifying exams: the Municipal Securities Principal Examination, or Series 53; the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Municipal Securities Representative Examination, or Series 52TO; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. She holds 29 state licenses. (Information current as of September 17, 2023.)
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