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Ryan Wroblewski: Margin Complaint Against Morgan Stanley Broker
Ryan Wroblewski (CRD# 6158332), a broker and investment adviser in Garden City, New York, has received several pending investor complaints in recent years. According to records provided by the Financial Industry Regulatory Authority (FINRA), Wroblewski is currently registered with Morgan Stanley.
Ryan Wroblewski’s BrokerCheck report lists a total of four pending investor complaints against him. The most recent complaint, filed in February 2021, alleges that as a representative of Aegis Capital Corporation, he recommended unsuitable investments, made misrepresentations of material facts, breached his fiduciary duty, and breached contract. The pending complaint alleges unspecified damages estimated to be $5,000 or greater.
Another complaint filed in 2021 alleges that as a representative of Morgan Stanley, Ryan Wroblewski misrepresented material facts regarding options investments between April 2018 and April 2020. The pending complaint alleges damages of $17,500.
A pending complaint filed in May 2020 alleges that as a representative of Aegis Capital Corporation, Ryan Wroblewski recommended unsuitable investments and used margin without authorization. The pending complaint alleges damages of $985,000.
A pending complaint filed in 2020 alleges that as a representative of Aegis Capital Corporation, he breached his fiduciary duty to act in the customer’s best interests, recommended unsuitable investments, and breached contract. The pending complaint alleges damages of $126,152.
Financial Industry Regulatory Authority (FINRA) records show that Ryan Wroblewski holds eight years of experience in the securities industry. He has been a registered broker and investment adviser with Morgan Stanley in Garden City, New York since 2016. His previous registrations include Aegis Capital Corp. in Melville, New York and Craig Scott Capital in Uniondale, Kentucky. He has passed four securities industry qualifying examinations: the Uniform Combined State Law Examination, or Series 66; the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7. He currently holds 55 state securities registrations. (Information current as of July 14, 2021.)