Robert Kully: $159K Complaint Against Kully Financial Services Advisor

Omaha financial advisory Robert Kully (CRD# 3212528) recently received an investor complaint alleging his investment advice led to six-figure damages. Financial Industry Regulatory Authority records show that he is a broker registered with Western International Securities, doing business as Kully Financial Services.

Mr. Kully’s BrokerCheck report discloses one investor complaint. Filed in August 2022, it alleges that as a representative of Western International Securities, he recommended an unsuitable corporate bond investment. For reference, FINRA rules and other industry standards forbid brokers from recommending investments that are not appropriate for their customers’ individual investment profiles, a set of information that includes one’s investment experience, investment objectives, risk tolerance, liquidity needs, and more. The pending complaint alleges damages of $158,000.

According to the Financial Industry Regulatory Authority, Robert Kully holds 21 years of securities industry experience. Based in Omaha, Nebraska, he has been a broker with Western International Securities since 2018, doing business as Kully Financial Services. His past registrations include Axiom Capital Management (New York, New York; 2015-2018), Financial West Group (Omaha, Nebraska; 2013-2015), Crown Capital Securities (Omaha, Nebraska; 2005-2013), The Masters (Overland Park, Kansas; 2004), VSR Financial Services (Overland Park, Kansas; 2002-2004), and GWR Investments (Omaha, Nebraska; 2000-2002). His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, Colorado, Connecticut, Delaware, the District of Columbia, Iowa, Nebraska, and Washington. (Information current as of September 14, 2022.)

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