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  • EcoVest Capital Settles Conservation Easement Fraud Allegations

    In March 2023 the conservation easement sponsor EcoVest Capital reached a settlement with the US Department of Justice in connection...

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  • Jim Vukovich: PNC Advisor Faces $300K Complaint

    A recent investor complaint against Grand Terrace, California financial advisor Jim Vukovich (CRD# 4842997) alleges that his conduct resulted in...

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  • Brett Straub: $300K Complaint Against Straub Group Advisor

    Haddon Heights, New Jersey financial advisor Brett Straub (CRD# 2118331) allegedly recommended unsuitable investments, according to a recent investor complaint....

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  • Tom Hartfield: $400K Complaint Against Hartfield Financial Advisor

    Granada Hills, California financial advisor Tom Hartfield (CRD# 4664847) recently received an investor complaint alleging that his advice resulted in...

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