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  • Sam Prapaniku: $115K Complaint Against Ex-Bancorp Advisor

    Costa Mesa, California financial advisor Sam Prapaniku (CRD# 5499421) recently received an investor complaint alleging that he recommended unsuitable investments....

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  • Matt Hiss: Legacy Financial Advisor Faces $125K GWG Complaint

    Atwood, Kansas financial advisor Matt Hiss (CRD# 5386963) allegedly misrepresented an investment in GWG L bonds, according to a recent...

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  • Zach Taylor: $426K Complaint Against Saxony Capital Advisor

    Newport Beach, California financial advisor Zach Taylor (CRD# 6074776) allegedly made unauthorized trades and committed elder abuse, according to a...

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  • Gregory Whelan: $2mm Complaint Against Merrill Lynch Advisor

    A recent investor complaint against Fort Lauderdale financial advisor Gregory Whelan (CRD# 5247677) alleges that his conduct resulted in seven-figure...

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