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  • Richard Bernstein: Complaints Against Nevada, California Wells Fargo Advisor

    Investor complaints against Wells Fargo broker and investment advisor Richard Bernstein (CRD# 1113777) allege conduct including false representations, suitability violations,...

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  • Jeffrey Smith: Complaints Against Michigan Merrill Lynch Advisor

    Investor complaints against Merrill Lynch broker and investment advisor Jeffrey Smith (CRD# 1908011) allege conduct including misrepresentation, suitability violations, unauthorized...

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  • Timothy Augustin: $2.4 Million Complaint Against Former Western International Broker

    Pending investor complaints against former Western International Securities broker and investment advisor Timothy Augustin (CRD# 5283043) allege conduct including fraud,...

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  • Eric Weschke: $200,000 Complaint Against Kalos Advisor

    Investor complaints against Kalos Capital broker and investment advisor Eric Weschke (CRD# 4697621) allege conduct including suitability violations, breach of...

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