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Read MoreKevin Canterbury: $100K Complaint Against Ex-Coastal Equities Advisor
Scottsdale financial advisor Kevin Canterbury (CRD# 4939385) has received multiple investor complaints alleging his conduct resulted in six-figure losses. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Coastal Equities broker is currently an investment advisor with CS Planning Corporation.
Mr. Canterbury’s BrokerCheck report discloses four investor complaints. The most recent, filed in July 2023, alleges that as a Coastal Equities representative, he recommended unsuitable direct investments. The pending complaint alleges damages of $100,000.
An earlier investor complaint, filed in 2018, alleged that as a Coastal Equities representative, he recommended unsuitable securities between 2013 and 2016. In 2020 the complaint reached a settlement of $60,000.
A third investor complaint, filed in 2019, similarly alleged that he recommended unsuitable investments. In 2021 the complaint reached a settlement of $52,140.47.
A fourth investor complaint, filed in 2020, alleged that he recommended unsuitable alternative investments between 2014 and 2016, while a representative of Coastal Equities. In 2021 the complaint reached a settlement of $50,000.
According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Kevin Canturbury holds 17 years of securities industry experience. Based in Scottsdale, Arizona, he has been an investment advisor with CS Planning since 2020. His registration history includes Coastal Equities (Scottsdale, Arizona; 2012-2020), Mutual Securities (Scottsdale, Arizona; 2010-2012), and Northwestern Mutual Investment Services (Phoenix, Arizona; 2005-2009). His credentials include the passage of four securities industry qualifying exams: the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Investment Company Products/Variable Contracts Representative Examination, or Series 6. He is licensed as an investment advisor in Arizona and Texas. (Information current as of August 21, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.
