Bill Morrison: $100K-$500K Complaint Against B. Riley Advisor

A recent investor complaint against Oakbrook Terrace, Illinois financial advisor Bill Morrison (CRD# 1556786) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with B. Riley Wealth Management and an investment advisor with B. Riley Wealth Advisors.

Mr. Morrison’s BrokerCheck report discloses one recent investor complaint. Filed in January 2025, it alleges that as a representative of National Securities Corporation, he recommended the unsuitable use of margin and an over-concentration in the technology sector. The pending complaint alleges between $100,000 and $500,000.

B. Riley Wealth Management’s website includes a profile of Mr. Morrison that describes his services and expertise. “Bill has developed a keen understanding of the markets with particular domain experience in technology stocks,” it explains. “Using adoption as the main attribute, Bill has been able to identify myriad opportunities with significant returns for his clients. His rich experience revolves around market disruption and he is an expert in all things digital, as well as a helpful understanding of most asset classes.”

According to the Financial Industry Regulatory Authority, Bill Morrison holds 38 years of securities industry experience. Based in Oakbrook Terrance, Illinois, he has been registered as a broker with B. Riley Wealth Management since 2022 and an investment advisor with B. Riley Wealth Advisors since 2019. His past registrations include National Securities Corporation, Oppenheimer & Company, Stifel Nicolaus & Company, Ryan Beck & Company, Gruntal & Company, Lehman Brothers, Talley McNeil &  Tormey, Value Equities Corporation, and Baraban Securities. His credentials include the passage of four securities industry qualifying exams: the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7. He is licensed in California, Colorado, Connecticut, Florida, Idaho, Illinois, Michigan, New Hampshire, New Jersey, North Carolina, Rhode Island, South Carolina, Vermont, and West Virginia. (Information current as of June 2, 2025.)

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