Janet Gordon: $1.4mm Complaint Against Ex-Morgan Stanley Advisor

A recent investor complaint against Coral Gables, Florida financial advisor Janet Gordon (CRD# 1114409) alleges that her advice resulted in seven-figure damages. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Raymond James.

Ms. Gordon’s BrokerCheck report discloses one investor complaint. Filed in May 2025, it alleges that as a representative of Morgan Stanley, she made a recommendation to establish a line of credit for an outside investment that was not in the customer’s best interests. The pending complaint alleges damages of $1,475,256.

Raymond James’ website includes a profile of Ms. Gordon that describes her background and services as Managing Director of The Gordon Group, a practice within the firm. “A few of Janet’s many distinctive attributes that have contributed to her phenomenal career success have been her intellectual flexibility, her ability to adapt to rapidly changing market environments, in addition to her innovative and insightful practices honed through years of first-hand experiences,” it explains. “These qualities have been expertly refined over many years through a hands-on approach, attention to detail, and an uncompromising insistence on delivering impactful results for her clients.”

According to the Financial Industry Regulatory Authority, Janet Gordon holds 42 years of securities industry experience. Based in Coral Gables, Florida, she has been registered as a broker and an investment advisor with Raymond James since 2023. Her past registrations include Morgan Stanley, Citigroup Global Markets, and Drexel Burnham Lambert. Her credentials include the passage of five securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Interest Rate Options Examination, or Series 5; the National Commodity Futures Examination, or Series 3; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. She holds 25 state licenses. (Information current as of July 6, 2025.)

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