Jason Min: NYLife Advisor Faces Annuity Complaint

La Cañada Flintridge, California financial advisor Jason Min (CRD# 3220191) recently received an investor complaint alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker with NYLife Securities and an investment advisor with Eagle Strategies.

Mr. Min’s BrokerCheck report discloses one investor complaint. Filed in October 2025, it alleges that as a representative of NYLife Securities, he misled the customer regarding the surrender charges associated with variable annuity policies purchased in May 2025 and June 2025. The pending complaint alleges unspecified damages.

FINRA rules stipulate that brokers like Mr. Min can only recommend that their clients invest in what are known as suitable investments and/or strategies. What this means, according to FINRA Rule 2111, is that brokers must “have a reasonable basis to believe that a recommended transaction or investment strategy” is appropriate for a customer’s background and objectives. They must arrive at this basis through reasonable diligence into the customer’s investment profile. They are similarly required by FINRA Rule 2150 to make their recommendations without using “manipulative, deceptive or other fraudulent device[s] or contrivance[s],” while FINRA Rule 2010 requires them to “shall observe high standards of commercial honor and just and equitable principles of trade.” In other words, brokers may not make misrepresentations of material facts relating to the investments they recommend, as these misrepresentations may lead investors to purchase unsuitable products. FINRA-registered persons who advise their clients to invest unsuitably be found liable in the event of losses.

According to the Financial Industry Regulatory Authority, Jason Min holds 26 years of securities industry experience. Based in La Cañada Flintridge, California, he has been registered as a broker with NYLife Securities since 1999 and an investment advisor with Eagle Strategies since 2005. He was previously registered with WMA Securities in Duluth, Georgia in 1999. His credentials include the passage of four securities industry qualifying exams: the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; and the Investment Company Products/Variable Contracts Representative Examination, or Series 6. He is licensed in California. (Information current as of November 30, 2025.)

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