Vince Annable: Realta Advisor Allegedly “Lied” to Clients

A recent investor complaint against Scottsdale, Arizona financial advisor Vince Annable (CRD# 1033573) alleges that he lied to his customers. Financial Industry Regulatory Authority records show that he is registered as a broker with Realta Equities and an investment advisor with Transce3nd.

Mr. Annable’s BrokerCheck report discloses three investor complaints. The most recent, filed in December 2025, alleges that as a representative of Realta Equities, Wealth Strategies Advisory Group, Transce3nd, and VFO Consulting Group, he “directly lied to” the customers and misrepresented alternative investments. The pending complaint alleges unspecified damages.

A second investor complaint, filed in 2022, alleged that as a representative of Newbridge Securities Corporation and Center Street Securities, he acted negligently, breached his fiduciary duty, violated securities law, committed fraud, and breached contract. In 2023 the complaint reached a settlement of $100,000.

A third investor complaint, filed in 2021, alleged that as a Center Street Securities broker, he failed to conduct adequate due diligence, recommended unsuitable investments, and over-concentrated the account in alternative investments. The complaint reached a settlement of $31,000.

According to the Financial Industry Regulatory Authority, Vince Annable holds 29 years of securities industry experience. Based in Scottsdale, Arizona, he has been registered as a broker with Realta Equities since 2021 and an investment advisor with Transce3nd since 2023. His past registrations include Coastal Investment Advisors, Wealth Strategies Advisory Group, Arete Wealth Advisors, Center Street Securities, Newbridge Securities, Compak Securities, CBS Advisors, Community Bankers Securities, American trading Securities, Planned Investments, Royal Alliance Associates, and VCG Securities. His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Uniform Securities Agent State Law Examination, or Series 63; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Uniform Investment Adviser Law Examination, or Series 65; the General Securities Representative Examination, or Series 7; and the Securities Industry Essentials Examination, or SIE. He holds 35 state licenses. (Information current as of February 14, 2026.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.