Carlson Law has brought claims against many of Wall Street’s biggest firms. Below is a sample of the financial firms we have litigated cases against:

• Aegis Capital Corp.
• Alexander Capital, L.P.
• Ameriprise Financial Services, LLC
• Ameritas Investment Company, LLC
• Arete Wealth Management, LLC
• Arkadios Capital
• Avantax Investment Services, Inc.
• Riley Wealth Management
• Bolton Global Capital
• Buckman, Buckman & Reid, Inc.
• Cabot Lodge Securities, LLC
• Cambridge Investment Research, Inc.
• Capital Investment Group, Inc.
• Centaurus Financial, Inc.
• Cetera Advisors, LLC
• Cetera Investment Services, LLC
• Charles Schwab & Co., Inc.
• Concorde Investment Services, LLC
• David Lerner Associates, Inc.
• DFPG Investments, LLC
• Excel Wealth Management, LLC
• Fidelity Brokerage Services LLC
• Hornor, Townsend & Kent, LLC
• Independence Capital Co., Inc.
• Independent Financial Group, LLC.
• Infinex Investments, Inc.
• Kestra Investment Services, LLC
• La Salle St. Securities, L.L.C.
• Life Line Wealth Management, LLC
• Lion Street Financial, LLC
• LPL Financial LLC
• Merrill Lynch Pierce Fenner & Smith Inc.
• MML Investors Services, LLC
• Moloney Securities Co., Inc.
• Morgan Stanley
• National Securities Corporation
• NewBridge Securities Corporation
• NYLife Securities LLC
• OSAIC Wealth, Inc.
• PFS Investments Inc.
• Piper Sandler & Co.
• F. Lafferty & Co., Inc.
• RBC Capital Markets, LLC
• Realta Equities, Inc.
• RWQ Financial Management Services, Inc.
• Saxony Securities, Inc.
• Spire Securities, LLC
• Stifel, Nicolaus & Co., Inc.
• Stoever, Glass & Company Inc.
• Stonecrest Capital Markets, Inc.
• The O.N Equity Sales Company
• The Strategic Financial Alliance, Inc.
• Transamerica Financial Advisors, LLC
• Triad Advisors, LLC
• UBS Financial Services Inc.
• Voya Financial Advisors, Inc.
• Wealthcare Advisory Partners, LLC
• Wells Fargo Advisors Financial Network
• Western International Securities, Inc.