Amir Navab: Mars FX Complaint Against Great Gable Advisor

A recent investor complaint against Beverly Hills, California financial advisor Amir Navab (CRD# 2437020) alleges that his recommendations of Mars FX investments violated industry rules. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that he was last registered as a broker with RBC Capital Markets and is currently an investment advisor with Great Gable Wealth Management.

Mr. Navab’s BrokerCheck report discloses seven investor complaints. The most recent, filed in October 2026, alleges that as a representative of Great Gable Wealth Management, he breached his fiduciary duty in connection with the recommendation of an investment in Mars FX, which suspended redemptions in January 2025 and filed for bankruptcy in March 2026. The pending complaint alleges damages of $15,000.

A second investor complaint, filed in January 2024, alleged that as a representative of Great Gable Wealth Management, he engaged in unspecified misconduct relating to the customer’s portfolio and investment accounts. The complaint reached a settlement of $180,000.

A third investor complaint, filed in 2013, alleged that as a UBS Financial Services representative, he recommended unsuitable structured products and made misrepresentations of material facts. In 2014 the complaint reached a settlement of $257,810.

A fourth investor complaint, filed in 2009, alleged that as a UBS representative, he misrepresented and omitted material facts, committed fraud, breached his fiduciary duty, and recommended unsuitable investments. In 2011 the complaint reached a settlement of $822,500.

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Amir Navab holds 32 years of securities industry experience. Based in Beverly Hills, California, he has been registered as an investment advisor with Great Gable Wealth Management since 2018. His past registrations include RBC Capital Markets, Morgan Stanley, UBS Financial Services, and Smith Barney. His credentials include the passage of four securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. (Information current as of October 17, 2026.)

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