Andrew Keller: $140K Complaint Against Ex-Intrua Financial Advisor

Houston, Texas financial advisor Andrew Keller (CRD# 4682790) recently received an investor complaint alleging that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is currently registered as a broker with Purshe Kaplan Sterling and an investment advisor with Inscription Capital.

Mr. Keller’s BrokerCheck report discloses one investor complaint. Filed in February 2024, it alleges that as a representative of Intrua Financial, he acted negligently, breached his fiduciary duty, and recommended unsuitable investments. The pending complaint alleges damages of $140,000.

Inscription Capital’s website includes a description of the services the firm provides to affluent families, non-profits, and institutions. “As a preeminent adviser to clients that need guidance through life’s milestones and liquidity events,” it states, “our mission is to redefine the industry standard for excellence by combining and coordinating comprehensive planning, thoughtful disciplined execution, and multi-generational stewardship.” Elsewhere, the website describes the credentials and approach of its leadership, which includes Mr. Keller. “The experienced professionals at Inscription Capital come from a range of industry backgrounds and pedigrees,” it explains. “But more important than the experience they bring from their respective fields is their ability to build lasting relationships with clients. Inspiring permanence begins with inspiring trust.”

According to the Financial Industry Regulatory Authority, Andrew Keller holds 20 years of securities industry experience. Based in Houston, Texas, he has been a broker with Purshe Kaplan Sterling and an investment advisor with Inscription Capital since 2023. His past registrations include LPL Financial (Houston, Texas; 2003-2023) and Intrua Financial (Houston, Texas; 2015-2023). His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in California, Kansas, Missouri, Tennessee, and Texas. (Information current as of March 8, 2024.)

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