Andy Roberson: $300K Complaint Against WestPac Advisor

A recent investor complaint against San Ramon, California financial advisor Andy Roberson (CRD# 4143407) alleges that he recommended an unapproved product, resulting in losses. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Park Avenue Securities. His firm’s website shows that he is a representative of WestPac Wealth Partners, which offers securities and advisory services through Park Avenue Securities.

Mr. Roberson’s BrokerCheck report discloses one investor complaint. Filed in Filed in February 2025, it alleges that as a representative of Park Avenue Securities, he encouraged the customer to invest in an unapproved solar tax credit program. The pending complaint alleges damages of $300,000.

WestPac Wealth Partners’ website includes a profile of Mr. Roberson that describes his mission to help families and small business owners maintain financial independence. “Andy is a financial advisor who enjoys working with private business owners and successful individuals by coming up with creative ideas to help them reach their goals,” it explains. “He believes in objectivity and providing the appropriate solution for his clients as he operates in an “open architecture” firm where there are no proprietary requirements.”

According to the Financial Industry Regulatory Authority, Andy Roberson holds 20 years of securities industry experience. Based in San Ramon, California, he has been registered as a broker and an investment advisor with Park Avenue Securities since 2018. His past registrations include Securian Financial Services, Lincoln Financial Advisors Corporation, and the Lincoln National Life Insurance Company. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Arizona, California, Colorado, Idaho, Minnesota, Nevada, New York, Ohio, Oklahoma, Pennsylvania, and Texas. (Information current as of April 12, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.