Multiple investor complaints against Louisville, Kentucky financial advisor Jonathan Upton (CRD# 4559794) allege that he recommended unsuitable investments. Financial Industry...
Read MoreAnida Venniro: Complaint Against Ex-LPL Advisor Reaches Settlement
An investor complaint alleging that Farmington Hills financial advisor Anida Venniro (CRD# 5121189) misrepresented a real estate investment recently settled for more than $90,000. Financial Industry Regulatory Authority records show that she is a broker and an investment advisor with Ameriprise Financial Services, having formerly been registered with LPL Financial.Ms. Venniro’s BrokerCheck report discloses one investor complaint. Filed in June 2021, the complaint alleges that as a representative of LPL Financial, she made misrepresentations and omissions when soliciting the claimants to invest in “a private real estate development.” In May 2022 the complaint reached a settlement of $97,500.
According to the Financial Industry Regulatory Authority, Anida Venniro holds 15 years of securities industry experience. Based in Farmington Hills and Troy, Michigan, she has been a broker and an investment advisor with Ameriprise Financial Services since March 2021. Her registration history includes LPL Financial (Farmington Hills, Michigan; 2010-2021), AXA Advisors (Troy, Michigan; 2010), Sigma Financial Corporation (Troy, Michigan; 2009), MetLife Securities (Troy, Michigan; 2006-2009), and Metropolitan Life Insurance Company (Troy, Michigan; 2006-2007). Her credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. She is licensed in Arizona, California, Florida, Georgia, Illinois, Maryland, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Tennessee, and Texas. (Information current as of December 26, 2022.)
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