Anthony Clifford: Suitability Complaint Against Wells Fargo Advisor

San Francisco, California financial advisor Anthony Clifford (CRD# 6285441) recently received an investor complaint alleging that his advice resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Wells Fargo Clearing Services and Wells Fargo Advisors, respectively.

Mr. Clifford’s BrokerCheck report discloses one investor complaint. Filed in June 2025, it alleges that as a representative of Wells Fargo Clearing Services, he recommended unsuitable structured product investments. The pending complaint alleges unspecified damages.

Morgan Stanley’s website includes a profile of Mr. Clifford that describes his mission and services as a representative at the firm. “As a Financial Advisor with Wells Fargo Advisors, I can offer you a wide range of services, from helping you select individual investments to developing a retirement plan,” it explains. “With access to a broad array of company resources — including research analysts and economic and market experts — I can help you make informed investment decisions based on your specific needs.”

According to the Financial Industry Regulatory Authority, Anthony Clifford holds eight years of securities industry experience. Based in San Francisco, California, he has been registered as a broker with Wells Fargo Clearing Services since 2017 and an investment advisor with Wells Fargo Advisors since 2022. His credentials include the passage of five securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Uniform Combined State Law Examination, or Series 66; and the Uniform Securities Agent State Law Examination, or Series 63. He holds 41 state licenses. (Information current as of July 13, 2025.)

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