Anthony Harrigon: Former Lion Street, Triad Advisor Faced Complaints

Boulder, Colorado financial advisor Anthony Harrigan (CRD# 1817525) has received multiple investor complaints alleging his advice resulted in damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that he is registered as an investment advisor with Csenge Advisory Group, having previously been registered with Lion Street Financial and Triad Advisors.

Mr. Harrigan’s BrokerCheck report discloses two investor complaints. The most recent, in March 2023, alleged that as a Triad Advisors representative, he sold unsuitable investments. The complaint reached a settlement of $180,000.

A second investor complaint, filed in October 2022, alleges that as a representative of Triad Advisors and Lion Street Financial, he recommended unsuitable and over-concentrated investments. The complaint reached a settlement of $30,000.

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Anthony Harrigan holds 35 years of securities industry experience. Based in Boulder, Colorado, he has been registered as an investment advisor with Csenge Advisory Group since 2020. His past registrations include Lion Street Financial (Boulder, Colorado; 2016-2023), Triad Advisors (Boulder, Colorado; 2013-2016), LPL Financial (Lafayette, Colorado; 2008-2013), Citigroup Global Markets (Boulder, Colorado; 1999-2008), Painewebber (Weehawken, New Jersey; 1995-1999), Banc One Securties Corporation (Chicago, Illinois; 1994-1995), BA Investment Services (Oakland, California; 1993-1994), Invest Financial Corporation (Appleton, Wisconsin; 1991-1993), Fidelity Brokerage Services (Smithfield, Rhode Island; 1989-1990), Advantage Capital Corporation (Atlanta, Georgia; 1988-1989), and American Capital Marketing (1988-1989). His credentials include the passage of six securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Colorado. (Information current as of September 1, 2024.)

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