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Orion Wealth’s Antoine Shamlee Lands $224K Investor Complaint
A new investor complaint against Boca Raton financial advisor Antoine Shamlee (CRD# 4750442) alleges that his conduct resulted in damages of more than $200,000. Financial Industry Regulatory Authority records show that he is a broker with Newbridge Securities Corporation, doing business as Orion Wealth Management.
Mr. Shamlee’s BrokerCheck report discloses two investor complaints. The most recent, filed in December 2022, alleges that as a representative of Newbridge Securities Corporation, he failed in his supervisory duties, acted negligently, breached contract, and violated industry rules in connection with alternative investments. The pending complaint alleges damages of $224,462.
An earlier investor complaint, filed in 2006, alleged that as a representative of SW Bach & Company, he made unauthorized trades in November and December 2006. In 2010 the complaint reached a settlement of $14,000.
According to the Financial Industry Regulatory Authority, Antoine Shamlee holds 17 years of securities industry experience. Based in Boca Raton, Florida, he has been a broker with Newbridge Securities Corporation since 2016, doing business as Orion Wealth Management. His registration history includes Caldwell International Securities (Nassau, Bahamas; 2013-2016), Meyers Associates (New York, New York; 2012-2013), Buckman Buckman & Reid (New York, New York; 2010-2012); Mercer Capital (NYC; 2008-2010), Emerald Investments (NYC; 2007-2008), Reid & Rudiger (NYC; 2007), SW Bach & Company (NYC; 2005-2007); and Joseph Stevens & Company (Brooklyn, New York; 2005). His credentials include the passage of four securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arizona, California, the District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Jersey, New Mexico, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. (Information current as of February 5, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.