Aubrey Parker: $140K Complaint Against Wells Fargo Advisor

Stone Mountain, Georgia financial advisor Aubrey Parker (CRD# 2454088) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Wells Fargo Clearing Services.

Mr. Parker’s BrokerCheck report discloses two investor complaints. Filed in January 2025, it alleges that as a representative of Wells Fargo Clearing Services, he unsuitably traded in speculative preferred stocks. The pending complaint alleges damages of approximately $140,000.

A second investor complaint, filed in 2020, alleged that as a Wells Fargo representative, he made unauthorized transactions in the customer’s account. In 2021 the complaint reached a settlement of $125,000.

Mr. Parker’s LinkedIn profile includes a section in which he describes his services and approach to working with his clients. “My extensive experience—throughout major shifts in the markets—enables me to help my clients structure balanced portfolios to address their specific financial goals,” it states. “My mission is to provide every client with targeted, comprehensive financial advice delivered with the highest level of personal service and professional integrity.”

According to the Financial Industry Regulatory Authority, Aubrey Parker holds 28 years of securities industry experience. Based in Stone Mountain, Georgia, he has been registered as a broker and an investment advisor with Wells Fargo Clearing Services since 2010. His past registrations include Merrill Lynch, Wells Fargo Advisors, Wachovia Securities, Wachovia Brokerage Service, and Waddell & Reed. His credentials include the passage of five securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arkansas, California, Georgia, Maryland, New Mexico, North Carolina, Pennsylvania, and Texas. (Information current as of February 8, 2025.)

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