A recent investor complaint against Wayzata, Minnesota financial advisor Opher Shallom (CRD# 4060644) alleges that he recommended an inappropriate strategy....
Read More
Contact Us For A Free Case Evaluation
Latest Blog Posts
-
13 JanOpher Shallom: Wells Fargo Advisor Faced Options Complaint
-
13 JanRuss Cesari: Why Did Northwest Financial Fire LPL Advisor?
Herndon, Virginia financial advisor Russ Cesari (CRD# 2927448) was recently terminated by his former member firm in connection with alleged...
Read More -
13 JanMark Willets: Options Complaint Against Merrill Advisor
Scottsdale, Arizona financial advisor Mark Willets (CRD# 2151477) allegedly made unauthorized trades, according to a recent investor complaint. Financial Industry...
Read More -
13 JanKaren Yasukawa: Kikawa Group Advisor Lands $196K Complaint
A recent, denied investor complaint against Honolulu, Hawaii financial advisor Karen Yasukawa (CRD# 1540654) alleges that her conduct resulted in...
Read More
