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  • Kurt Klingenberg: Raymond James Denies $100K Complaint

    Scottsdale, Arizona financial advisor Kurt Klingenberg (CRD# 2384065) allegedly made excessive trades, according to a recent, denied investor complaint. Financial...

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  • Scott Hume: $135K Complaint Against Salish Wealth Advisor

    A recent investor complaint against Bellingham, Washington financial advisor Scott Hume (CRD# 2894512) alleges that his advice resulted in six-figure...

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  • Thomas Geissler: $1mm-$5mm Complaint Against Ameritas Advisor

    A recent investor complaint against Toledo, Ohio financial advisor Thomas Geissler (CRD# 2962412) alleges that his conduct resulted in seven-figure...

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  • Tim Hakes: Misappropriation Complaint Against Prime Capital Advisor

    Overland Park, Kansas financial advisor Tim Hakes (CRD# 2399374) recently received an investor complaint alleging that he misappropriated funds. Financial...

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