Bo Anderson: $50K Oil & Gas Complaint Against Ex-ProEquities Advisor

West Des Moines, Iowa financial advisor Bo Anderson (CRD# 5340479) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Avantax Investment Services broker is currently registered as an investment advisor with Mariner Wealth.

Mr. Anderson’s BrokerCheck report discloses one investor complaint. Filed in June 2024, it alleged that as a representative of ProEquities, he recommended an unsuitable oil and gas investment. In July 2024 the complaint reached a settlement of $50,000.

Mariner Wealth’s website includes a profile of Mr. Anderson that describes his background, experience, and services. “As a senior wealth advisor, Bo serves as a trusted partner to clients helping them create a plan to reach their financial goals today, tomorrow and in the future,” it explains. “In addition, Bo specializes in working with a client’s CPA to provide integrated wealth planning and investment strategies by integrating estate planning, risk management and retirement planning into a client’s unique and customized wealth plan.”

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Bo Anderson holds 17 years of securities industry experience. Based in West Des Moines, Iowa, he has been registered as an investment advisor with Mariner Wealth since 2020. His registration history includes Honkamp Krueger Financial Services (2009-2020), Avantax Investment Services (2020), ProEquities (2009-2020), and Princor Financial Services (2007-2009). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Iowa. (Information current as of September 7, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.