Bradley Lakner: $100K-$300K Complaint Against Lakner Wealth Advisor

A recent investor complaint against Springfield, Illinois financial advisor Bradley Lakner (CRD# 4167521) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with Sunbelt Securities, doing business as Lakner Wealth Management.

Mr. Lakner’s BrokerCheck report discloses one recent investor complaint. Filed in March 2024, it alleges that as a representative of Sunbelt Securities, he recommended an unsuitable investment strategy and that the firm failed to perform adequate due diligence on certain investments. The pending complaint alleges damages between $100,000 and $300,000.

A second disclosure on his BrokerCheck report concerns his termination from Edward Jones. Filed in 2010, it states that the firm fired him in connection with allegations that he kept blank signed forms in the office, conducted business outside firm systems, and initialed a document despite the firm’s request that he obtain the client’s initials.

According to the Financial Industry Regulatory Authority, Bradley Lakner holds 23 years of securities industry experience. Based in Springfield, Illinois, he has been a broker and an investment advisor with Sunbelt Securities since 2010 and 2011, respectively, doing business as Lakner Wealth Management. He was previously registered with Edward Jones in Springfield, Illinois from 2000 until 2010. His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Colorado, Florida, Illinois, Indiana, Missouri, and Virginia. (Information current as of April 23, 2024.)

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