Brandon Capps: Velocity Wealth Advisor Lands $750K Complaint

A recent investor complaint against Claremont, California financial advisor Brandon Capps (CRD# 4990930) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Park Avenue Securities, doing business as Velocity Wealth Management.

Mr. Capps’ BrokerCheck report discloses one investor complaint. The most recent, filed in November 2024, alleges that as a representative of Park Avenue Securities, he made misrepresentations regarding advisory products and conveyed “inaccurate and misleading fee and compensation information.” The pending complaint alleges damages of $750,000.

Velocity Wealth Management’s website includes a page describing the firm’s focus and approach, including its specialization in dentists, physicians, executives, and pre-retirees. “Combining our uncommon strategies and proven techniques along with knowledgeable guidance from only the industry’s leading advisors across the nation allows our clients to truly have the velocity of their money work optimally,” it explains. “The goal is a better, less stressful life today, with a dramatically enhanced retirement lifestyle and legacy. Overall, we expect to provide unparalleled results for our clients and feel they should expect the same.”

Elsewhere on the firm’s website, a profile of Mr. Capps describes his background and experience. “Since 2005, Brandon Capps has worked diligently to build his practice so that his exclusive clientele receive world class financial advisory services and elite customer service,” it explains. “Brandon is a perennial Leader’s Club Producer, Inner Circle Member, and has also been ranked as one of the area’s top wealth managers in customer satisfaction.  He has received dozens of awards and accolades which he attributes to his strong work ethic and ‘can do’ attitude.”

According to the Financial Industry Regulatory Authority, Brandon Capps holds 19 years of securities industry experience. Based in Claremont, California, he has been registered as a broker and an investment advisor with Park Avenue Securities since 2006 and 2012, respectively, doing business as Velocity Wealth Management. He was previously registered with New England Securities in New York City in 2005. He holds 64 state licenses. (Information current as of December 9, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.