Brandon Morrow: Complaint Against Emerson Advisor Alleged $900K

Irvine, California financial advisor Brandon Morrow (CRD# 3037943) allegedly misrepresented an investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that the Emerson Equity broker is also a Regional Vice President at Keystone National Properties Real Estate.

Mr. Morrow’s BrokerCheck report discloses two investor complaints. The most recent, filed in February 2024, alleged that he misrepresented and omitted information in connection with a private placement investment. The complaint alleged damages of $900,000 and reached a settlement listed in his BrokerCheck report as $0.

An earlier investor complaint, filed in 2008, alleged that as a representative of Walnut Street Securities, he not inform the customer of an investment’s expiration date. The complaint reached a settlement of $95,000.

Keystone National Properties Real Estate’s website includes a profile of Mr. Morrow that describes his background and experience. “In 2001, he began building a practice as an investment advisor for an independent broker-dealer in the banking channel,” it states. “Brandon started his wholesaling career after seven years as an advisor, working in the alternative investment space raising capital in many different sectors, including real estate, business development companies, private equity, credit, debt funds, and preferred stock. Over the course of his wholesaling career, Brandon has raised nearly $1 billion.”

According to the Financial Industry Regulatory Authority, Brandon Morrow holds 22 years of securities industry experience. Based in Irvine, California, he has been registered as a broker with Emerson Equity since 2022. His past registrations include Preferred Capital Securities, Triton Pacific Securities, Realty Capital Securities, Behringer Securities, Waddell & Reed, Walnut Street Securities, Nathan & Lewis Securities, and IMB Scout Brokerage Services. His credentials includes include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He holds 47 state licenses. (Information current as of May 31, 2024.)

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