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Bruce Napier: $435K L Bond Complaint Against Indianapolis Advisor
Ausdal Financial Partners advisor Bruce Napier (CRD# 4555202) recently received an investor complaint regarding an investment in GWG L bonds. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor registered in Indianapolis and Greenwood, Indiana.
Mr. Napier’s BrokerCheck report discloses one investor complaint. Filed in August 2022, it alleges that as a representative of Ausdal Financial Partners, he breached his fiduciary duty and engaged in supervisory failures relating to an investment in GWG L bonds. (More information about L bonds issued by GWG Holdings, which has since filed for bankruptcy and come under investigation by the SEC, is available here.) The pending complaint alleges damages of $435,000.
According to the Financial Industry Regulatory Authority, Bruce Napier holds 19 years of securities industry experience. Based in Indianapolis and Greenwood, Indiana, He has been a broker and an investment advisor with Ausdal Financial Partners since 2013. His past registrations include IMBB Investment Advisors (2012-2013), Indiana Merchant Banking and Brokerage Company (2012-2013), PNC Investments (2009-2012), NatCity Investments (2003-2009), American Express Financial Advisors (2002) and IDS Life Insurance Company (2002). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Florida, Georgia, Indiana, Maryland, Michigan, Nevada, and South Carolina. (Information current as of September 20, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.