Close Menu
Free Consultation: 888-976-6111

Carl Cornaglia: Complaints Against Jeffersonville Financial Advisor

Investor complaints against Jeffersonville, Indiana broker and investment advisor Carl Cornaglia (CRD#: 3067666) allege conduct including suitability violations, breach of fiduciary duty, negligence, breach of contract, and other activity. Cornaglia is a representative of Kovack Securities, where he has been registered since 2017, according to information drawn from Financial Industry Regulatory Authority records.

A pending 2018 complaint alleged that as a representative of Questar Corporation, he acted negligently, breached his fiduciary duty, was negligent in his supervisory duties, breached Connecticut law, and committed fraud in connection to the sale of equipment leasing partnerships. The complaint alleges damages of $1,007,557.

A 2013 complaint alleged that as a representative of Questar Corporation, he was negligent, breached his fiduciary duty, was negligent in his supervisory duties, committed fraud, and breached contract. The complaint reached a settlement of $27,500.

A 2011 complaint alleged that as a representative of Questar Corporation, he breached his fiduciary duty, acted negligently, breached contract, and committed fraud in connection to real estate investments. The complaint reached a settlement of $147,403.67.

A 2011 complaint alleged that as a representative of Questar Corporation, he acted negligently, breached contract, committed fraud, and was negligent in his supervisory duties. The complaint reached a settlement of $21,000.

Another 2011 complaint alleged that as a representative of Questar Corporation, he breached his fiduciary duty and committed fraud in connection to real estate investments. The complaint reached a settlement of $70,000.

A 2009 complaint alleged that as a representative of Questar Corporation, he breached his fiduciary duty and made misrepresentations and omissions of material facts connected to the sale of an unsuitable investment. The complaint reached a settlement of $187,500.

Carl Cornaglia has been registered with Kovack Securities in North Haven, Connecticut since December 2017. His employment history includes SII Investments in North Haven, Connecticut; Questar Capital Corporation in Wallingford, Connecticut; USAllianz Securities in Wallingford, Connecticut; Securities Services Network in Knoxville, Tennessee; MetLife Securities in Springfield, Massachusetts; and Metropolitan Life Insurance Company in New York, New York. His seven state registrations include California, Connecticut, Florida, New Hampshire, New York, North Carolina, and Pennsylvania. He has passed five securities industry qualification examinations.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Mohammed Salim: FINRA Bars Ex-Morgan Stanley Broker

    Former New York City financial advisor Mohammed Salim (CRD# 7126671) was recently sanctioned and barred in connection with allegedly unauthorized...

    Read More
  • Don Everhart: Ex-Whitehall-Parker Advisor Suspended; GWG Sales

    Former Dixon, California financial advisor Don Everhart (CRD# 2150508) allegedly recommended an unsuitable investment in GWG L bonds, according to...

    Read More
  • Lilly Han: $180K Complaint Against TKC Wealth Advisor

    Dallas, Texas financial advisor Lilly Han (CRD# 6781075) allegedly misrepresented private placements, according to a recent investor complaint. Financial Industry...

    Read More
  • Frank Hill: $500K Complaint Against Meritrust Advisor

    Louisville, Kentucky financial advisor Frank Hill (CRD# 2208115) allegedly misrepresented and recommended an unsuitable investment, according to a recent investor...

    Read More
  • Previous
  • Next