Carlson Law Files FINRA Arbitrations Against UBS and Morgan Stanley Concerning Atlanta Financial Advisor Araya Mesfin

Carlson Law, P.A., a Miami Beach-based securities litigation law firm, has filed two FINRA arbitration claims against Morgan Stanley and UBS Financial Services relating to the conduct of Atlanta-based financial advisor Araya Mesfin.

The first claim, filed against Morgan Stanley, alleges mismanagement of an investment strategy and securities-based line of credit, as well as issues relating to a referral to an insurance agent, Corey Dean, among other allegations.

The second claim, filed against UBS, concerns an investment strategy involving commercial real estate and the use of a line of credit, which resulted in significant losses. The claims assert violations of FINRA rules, including suitability and supervisory obligations.

Both arbitrations were filed in February 2026 and are pending in Atlanta, Georgia. FINRA arbitration is the primary forum for resolving disputes between investors and brokerage firms.

Mr. Mesfin has been employed with Morgan Stanley since January 2024 (and previously from 2009 to 2014). He was employed by UBS Financial Services from 2014 until rejoining Morgan Stanley in 2024. He currently holds the title “Financial Advisor, Managing Director, Global Sports and Entertainment Director” and works out of Morgan Stanley’s Atlanta office. Mr. Mesfin is also registered with the NFLPA as a financial advisor.

Carlson Law represents investors nationwide in claims against brokerage firms and financial advisors, including matters involving securities-based lending, unsuitable investment strategies, and supervisory failures. If you invested with Araya Mesfin or have suffered investment losses, contact Carlson Law at 888-976-6111 or complete our online contact form for a free and confidential consultation.