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Latest Blog Posts
  • 30 Nov
    John Lowry & Kim Monchik: Spartan Advisors Face Atlas Funds Complaint

    New York City financial advisors John Lowry (CRD# 4336146) and Kim Monchik (CRD# 2528972) have been named in a regulatory...

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  • 25 Nov
    Jim Holmes: FINRA Suspends Fired Wells Fargo Advisor

    Winston Salem, North Carolina financial advisor Jim Holmes (CRD# 2174697) was recently sanctioned and suspended in connection with alleged rule...

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  • 25 Nov
    Jason Juhl: $98K Complaint Against Carson Wealth Advisor

    A recent investor complaint against West Des Moines, Iowa financial advisor Jason Juhl (CRD# 5775449) alleges that his advice resulted...

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  • 24 Nov
    Tim Roberson: Stifel, Ex-Merrill Advisor Lands Complaint

    Brentwood, Tennessee financial advisor Tim Roberson (CRD# 2200567) has received multiple investor complaints alleging that his conduct resulted in damages....

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