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  • Bob & Kristine Hartland: Energy Complaint Against Ameriprise Reps

    A pending investor complaint against Ameriprise Financial Services brokers and investment advisers Bob Hartland (CRD# 2253564) and Kristine Hartland (CRD#...

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  • Dustin Shafer: Ex-Money Concepts Rep Has Investor Complaints

    Former Springfield, Illinois broker and investment adviser Dustin Shafer (CRD#: 4198962) has received several settled or pending customer complaints in...

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  • Stephen Ferencik: Multiple Complaints Against Arkadios Broker

    Atlanta broker and investment adviser Stephen Ferencik (CRD#: 3126037) recently received a pending customer complaint alleging his conduct resulted in...

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  • Ameriprise’s Mark Barrand Has Northstar Complaints

    According to records maintained by the Financial Industry Regulatory Authority (FINRA), Denver, Colorado and Pleasant Grove, Utah broker and investment...

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