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  • Tammy Bowman: Janney Advisor Lands $140K Complaint

    Royersford, Pennsylvania financial advisor Tammy Bowman (CRD# 2159262) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry...

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  • Joel Minner: $65K Complaint Against Ex-Avantax Advisor

    Clarksville, Tennessee financial advisor Joel Minner (CRD# 6829281) recently received an investor complaint alleging that he recommended unsuitable investments. Financial...

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  • P. Alison Fleming: $500K Complaint Against Lumena Advisor

    A recent investor complaint against San Diego financial advisor P. Alison Fleming (CRD# 1960175) alleges that her advice resulted in...

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  • John Lemak: $475K Complaint Against Axiom Advisor

    New York City financial advisor John Lemak (CRD# 845891) allegedly breached his fiduciary duty, according to a recent investor complaint....

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