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Please contact us for a free and confidential case evaluation if you believe that you have lost money due to the wrongful actions of a financial advisor, investment advisor, brokerage or wealth management firm.

1000 5th Street, Suite 204
Miami Beach, Florida 33139

Telephone: 888-976-6111
Local: 305-916-6111

Email: chase@carlsonlaw.com

Latest Blog Posts

02 Jan

Joseph O’Shea: FINRA Bars Former Spartan Capital Advisor
Former New York City financial advisor Joseph O’Shea (CRD# 2805483) was recently sanctioned and barred in connection with allegedly excessive...
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02 Jan

Justin Parker: Ameriprise Advisor Suspended over REIT Offer
Itasca, Illinois financial advisor Justin Parker (CRD# 4671557) was recently sanctioned and suspended in connection with allegedly unauthorized trades. Financial...
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29 Dec

Ron Botello: FINRA Suspends Platinum Wealth Advisor
Former San Antonio, Texas financial advisor Ron Botello (CRD# 4809045) was recently sanctioned and suspended in connection with alleged rule...
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29 Dec

Phillip Falk: Emerson Advisor Faces Investor Complaint
McKinney, Texas financial advisor Phillip Falk (CRD# 2372997) recently received an investor complaint alleging that his conduct violated industry rules...
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