Dan Meader: Trinity Denies $400K Complaint Against Advisor

A recent, denied investor complaint against Southlake, Texas financial advisor Dan Meader (CRD# 4789581) alleged that his recommendations led to six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with TPEG Securities and an investment advisor with Trinity Investors.

Mr. Meader’s BrokerCheck report discloses one investor complaint. Filed in June 2024, it alleged that as a representative of TPEG Securities, he recommended unsuitable private placement investments. The complaint alleged damages of $400,000 and was denied by the firm.

In a statement included with the complaint’s disclosure, Mr. Meader wrote that he denied the allegations. “The customer received disclosure documentation which accurately represented all the necessary details of the investment,” he stated further. “All investment offerings met the suitability requirements of the customer at the time of purchase. No misstatements were made.”

Trinity Investors’ website includes a profile of Mr. Meader that describes his background and experience as the firm’s founding and managing partner. “Dan leads the investment committee and leadership team for Trinity and is also the lead partner on several Trinity investments,” it explains. “Prior to founding Trinity, Dan served as an executive vice president for Tara Capital Partners, LP, a hedge fund focused on investing and trading in public securities.”

According to the Financial Industry Regulatory Authority, Dan Meader holds 20 years of securities industry experience. Based in Southlake, Texas, he has been registered as a broker with TPEG Securities since 2008 and an investment advisor with Trinity Investors since 2023. He was previously registered with Trinity Advisors from 2004 until 2010. His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Compliance Officer Examination, or Series 14; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Investment Banking Registered Representative Examination, or Series 79TO; and the Uniform Securities Agent State Law Examination, or Series 63. He holds 52 state licenses. (Information current as of August 4, 2024.)

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