Multiple investor complaints against Capital Investment Group’s Larry Stringer (CRD# 1996822) allege misconduct relating to real estate investments. Records provided...Read More
Daniel Mann: GPB Complaint Against Cornerstone Wealth Advisor
Daniel Mann (CRD# 4592568), a broker and financial advisor in Las Vegas, has received a pending investor complaint alleging his actions caused six-figure losses. Financial Industry Regulatory Authority records show that he is a representative of Independent Financial Group, doing business as Cornerstone Wealth Management.
Mr. Mann’s BrokerCheck report, a public record allowing investors to research a representative’s history in the securities industry, discloses one pending investor complaint. Filed in January 2022, it alleges that as a representative of Kalos Capital, he breached his fiduciary duty and over-concentrated the customer’s account in high-risk securities, specifically describing an investment in GPB Holdings II. The pending complaint alleges damages of $334,000.
According to the Financial Industry Regulatory Authority, Daniel Mann holds 11 years of securities industry experience. He has been a representative of Independent Financial Group in Las Vegas and Henderson, Nevada, doing business as Cornerstone Wealth Management, since 2021. His past registrations include Kalos Capital (Henderson, Nevada; 2016-2021), Global Financial Private Capital (Henderson, Nevada; 2014-2015), Horter Investment Management (Henderson, Nevada; 2013-2014), Cornerstone Advisory Group (Henderson, Nevada; 2012-2013), Daniel H. Mann (Henderson, Nevada; 2006-2007), and PlanMember Securities Corporation (Carpinteria, California; 2002-2003). His credentials include the passage of five securities industry qualifying exams: the Uniform Securities Agent State Law Examination, or Series 63; the Uniform Investment Adviser Law Examination, or Series 65; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Investment Company Products/Variable Contracts Representative Examination, or Series 6. He is licensed in Arizona, California, Colorado, Florida, Nevada, New Mexico, Oregon, South Carolina, South Dakota, Tennessee, and Utah. (Information current as of May 17, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.