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Debby Anselmo: Centaurus Advisor’s Client Invested in GWG L Bond
At least one current or former customer of Centaurus Financial advisor Debby Anselmo (CRD# 2640872) is listed as a creditor for an investment in GWG L Bond, according to records filed with a US bankruptcy court in Texas. These records describe an investment of $125,000. Financial Industry Regulatory Authority records show that Ms. Anselmo is registered as a broker and an investment advisor in Baton Rouge, Louisiana.
More information regarding GWG Holdings, the Dallas-based financial services firm whose L bond products received scrutiny by securities regulators, is available here. Additional information about FINRA’s suitability standard, which stipulates that advisors like Ms. Anselmo may only recommend investments and strategies that are suitable for their customers’ profiles, is available here.
According to the Financial Industry Regulatory Authority, Debby Anselmo holds 27 years of securities industry experience. Based in Baton Rouge, Louisiana, she has been a broker and an investment advisor with Centaurus Financial since 2016 and 2022, respectively. Her past registrations include Securities America (Prairieville, Louisiana; 2014-2016), Sunset Financial Services (Prairieville, Louisiana; 2008-2014), Cuna Brokerage Services (Baton Rouge, Louisiana; 1997-2008), and NYLife Securities (New York, New York; 1995-1997). Her credentials include the passage of six securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Combined State Law Examination, or Series 66. She is licensed in Florida, Louisiana, Maryland, Texas, and Virginia. (Information current as of June 7, 2023.)
Carlson Law has represented at least nine investors in claims against their financial advisors for investments in GWG Holdings Inc. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.