Ingram Financial’s Donna Seymour Receives Investor Complaint

Winter Haven, Florida financial advisor Donna Seymour (CRD# 1714302) has received an investor complaint alleging her investment advice resulted in five-figure damages. Financial Industry Regulatory Authority records show that she is a representative of Ingram Financial Group and is registered as a broker with Centaurus Financial. 

Ms. Seymour’s BrokerCheck report discloses one investor complaint. Filed in June 2022, it alleges that as a representative of Centaurus Financial, she “recommended an illiquid and high commission investment” in corporate bond products. The pending complaint alleges damages of $50,000.

In a statement on the June 2022 complaint’s disclosure, Ms. Seymour denied any wrongdoing and described the allegations as “completely” meritless. “The investments about which the customers complained were suitable and were recommended based on the customer’s objectives, goals and financial circumstances and were offered only after their review of all material documentation related to the investment,” she wrote, adding further: “The customers confirmed in writing that they not only received the requisite investment documentation/disclosures, but that they fully understood the characteristics and risks of the investments. At all times, I put the customer’s interest first and I will vigorously defend this matter to the fullest extent of the law.”

According to the Financial Industry Regulatory Authority, Donna Seymour holds 32 years of securities industry experience. Based in Winter Haven, Florida, she has been a broker with Centaurus Financial since 2016. She has been an investment advisor with Ingram Advisory Services since 2009 and owner of of Ingram Financial Group since 2018. Her past registrations include Investors Capital Corp. (Winter Haven, Florida; 2009-2016), Banc of America Investment Services (Winter Haven, Florida; 2008-2009), MetLife Securities (Winter Haven, Florida; 2005-2008), Citistreet Financial Services, Citistreet Equities, Allen & Company of Florida, WMA Securities, Jefferson Pilot Securities Corporation, and Fidelity Brokerage Services. Her credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. She holds 26 state licenses. (Information current as of July 22, 2022.)

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