Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Genevieve Mar: Complaints Against Northbrook Financial Advisor

Settled and pending complaints against Northbrook, Illinois broker and investment advisor Genevieve Mar (CRD#: 2744037) allege conduct including suitability violations, misrepresentations, fraud, and more. Mar is a representative of Berthel Fisher & Company Financial Services, according to information drawn from Financial Industry Regulatory Authority records.

A pending May 2019 complaint alleges that as a representative of Berthel Fisher & Company Financial Services and Brewer Financial Services, Genevieve Mar misrepresented and recommended unsuitable investments. The complaint alleges damages of $1,500,000.

A pending 2018 complaint alleges that as a representative of Berthel Fisher & Company Financial Services, Genevieve Mar recommended unsuitable investments whose risks she did not fully disclose. The complaint alleges damages of $250,000.

A 2013 complaint alleged that as a representative of Woodbury Financial Services, she recommended unsuitable tenant-in-common investments whose risks she did not fully disclose. The complaint reached a settlement of $208,500.

A 2011 complaint alleged that as a representative of Brewer Financial Services, she breached her fiduciary duty, misrepresented material facts, engaged in manipulation, acted negligently, and committed a fraud connection to the sale of promissory notes “from an issuer whose assets were later frozen” by the SEC and who the claimants alleged were unregistered securities. The complaint resulted in an award to the customer of $125,000.

Genevieve Mar is currently registered with Berthel Fisher & Company Financial Services in Northbrook, Illinois, where she has been registered since 2010. Her employment history includes Brewer Financial Services in Northbrook, Illinois; Woodbury Financial Services in Northbrook, Illinois; and PFS Investments in Duluth, Georgia. She currently holds 12 state licenses and has passed five securities industry qualification examinations.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Damian Bell: Ex-WFG Rep Has 6-Figure Complaints

    Daphne, Alabama broker and investment adviser Damian Bell (CRD# 2348521) has received resolved or pending investor complaints alleging his conduct...

    Read More
  • Ryan Wroblewski: Margin Complaint Against Morgan Stanley Broker

    Ryan Wroblewski (CRD# 6158332), a broker and investment adviser in Garden City, New York, has received several pending investor complaints...

    Read More
  • Christopher Phillips: Oil Investment Complaints Against RBC Broker

    Stamford, Connecticut-based broker and investment adviser Christopher Phillips (CRD# 4761544) has received a pending investor complaint alleging his actions resulted...

    Read More
  • Michael Vetere: $1MM Complaint Against Ex-Bayside Rep

    Former Aegis Capital Corp. broker and investment adviser Michael Vetere (CRD# 4275271) has received a pending customer complaint alleging his...

    Read More
  • Previous
  • Next