Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Genevieve Mar: Complaints Against Northbrook Financial Advisor

Settled and pending complaints against Northbrook, Illinois broker and investment advisor Genevieve Mar (CRD#: 2744037) allege conduct including suitability violations, misrepresentations, fraud, and more. Mar is a representative of Berthel Fisher & Company Financial Services, according to information drawn from Financial Industry Regulatory Authority records.

A pending May 2019 complaint alleges that as a representative of Berthel Fisher & Company Financial Services and Brewer Financial Services, Genevieve Mar misrepresented and recommended unsuitable investments. The complaint alleges damages of $1,500,000.

A pending 2018 complaint alleges that as a representative of Berthel Fisher & Company Financial Services, Genevieve Mar recommended unsuitable investments whose risks she did not fully disclose. The complaint alleges damages of $250,000.

A 2013 complaint alleged that as a representative of Woodbury Financial Services, she recommended unsuitable tenant-in-common investments whose risks she did not fully disclose. The complaint reached a settlement of $208,500.

A 2011 complaint alleged that as a representative of Brewer Financial Services, she breached her fiduciary duty, misrepresented material facts, engaged in manipulation, acted negligently, and committed a fraud connection to the sale of promissory notes “from an issuer whose assets were later frozen” by the SEC and who the claimants alleged were unregistered securities. The complaint resulted in an award to the customer of $125,000.

Genevieve Mar is currently registered with Berthel Fisher & Company Financial Services in Northbrook, Illinois, where she has been registered since 2010. Her employment history includes Brewer Financial Services in Northbrook, Illinois; Woodbury Financial Services in Northbrook, Illinois; and PFS Investments in Duluth, Georgia. She currently holds 12 state licenses and has passed five securities industry qualification examinations.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Franklin BSP Realty Trust/Benefit Street Partners Realty Trust Losses

    On October 18th, 2021, the non-traded, publicly registered real estate investment trust (REIT) Franklin BSP Realty Trust completed its merger...

    Read More
  • Sierra Income: Was Non-Traded BDC Investment Too Risky?

    In March 2022 Sierra Income Corp., previously a non-traded business development company (BDC), marked the completion of its merger with...

    Read More
  • Hospitality Investors Trust Bankruptcy: Investors May Have Options

    Hospitality Investors Trust is a publicly registered, non-traded real estate investment trust whose initial offering became effective in 2014 and...

    Read More
  • Thomas Rydell: CFP Board Sanctions Royal Alliance Advisor

    Milpitas, California financial advisor Thomas Rydell (CRD# 5020102) recently received an investor complaint alleging six-figure damages. Records provided by the...

    Read More
  • Previous
  • Next