Greg Suzio: Merrill Lynch Advisor Faces 6-Figure Complaint

Auburn Hills, Michigan financial advisor Greg Suzio (CRD# 5309403) recently received an investor complaint alleging that his advice resulted in losses. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with Merrill Lynch, whose website describes him as a member of McGill Suzio Group, a practice within the firm

Mr. Suzio’s BrokerCheck report discloses one investor complaint. Filed in April 2024, it alleges that as a representative of Merrill Lynch, he misrepresented material facts and recommended unsuitable investments between 2021 and 2023. The pending complaint alleges damages of $499,000.

Merrill Lynch’s website includes a profile of Mr. Suzio that describes him as a Senior Vice President and Wealth Management Advisor in the McGill Suzio Group. “Greg works with the team’s clients to help them identify and meet their unique financial goals, with an aim at simplifying their complex financial lives,” it states, citing his degree in Mechanical Engineering from Michigan State University. “He now draws on this strong analytical background to help understand and manage risk in client’s investment portfolios.”

Elsewhere, the practice describes its own philosophy and approach. “McGill Suzio Group believes that good relationships are built through teamwork and involvement, delivered through our advisors, wealth management client associates and access to the global investment capabilities of Merrill and the banking convenience of Bank of America,” it states. “We want to be your primary source for financial advice and guidance.”

According to the Financial Industry Regulatory Authority, Greg Suzio holds 17 years of securities industry experience. Based in Auburn Hills, Michigan, he has been registered as a broker and an investment advisor with Merrill Lynch since 2007. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed with 38 states. (Information current as of April 21, 2024.)

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