Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Hobert Wealth’s Jeff Hobert: Investor Complaint Seeks $100K

Newport Beach financial advisor Jeff Hobert (CRD# 805680) recently received an investor complaint alleging six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and investment advisor with Centaurus Financial, and a representative of Hobert Wealth Management.

Mr. Hobert’s BrokerCheck report discloses one recent investor complaint against him. Filed in June 2022, alleges the improper recommendation of a corporate bond investment that was “high-risk, high commission and illiquid.” The pending complaint alleges damages of $100,001.

In a statement on the pending complaint’s disclosure, Jeff Hobert wrote that he “vehemently” denies the allegations, describing them as “completely without merit.” He asserted that the investments in question “were suitable and were recommended based on the customer’s objectives, goals and financial circumstances and were offered only after her review of all material documentation related to the investment.” The customer, he asserted, provided written confirmation “that she not only received the requisite investment documentation/disclosures, but that she fully understood the characteristics and risks of the investments.” In conclusion, he claimed that he placed the customer’s interests first and stated his intent to “vigorously defend this matter to the fullest extent of the law.”

According to the Financial Industry Regulatory Authority, Jeff Hobert holds seven years of securities industry experience. Based in Newport Beach, California, he has been a broker and an investment advisor with Centaurus Financial since 2015. He is a representative of Hobert Wealth Management. His credentials include the passage of four securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in California, Connecticut, Illinois, and Texas. (Information current as of August 29, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Doug Gow: GWG Complaint Against Ex-Capital Investment Group Advisor

    A recent investor complaint against Rome, Georgia financial advisor Doug Gow (CRD# 709653) alleges misconduct relating to an investment in...

    Read More
  • Thais Piotrowski: $150K Complaint Against Boca Raton Advisor

    Ameriprise Financial Services advisor Thais Piotrowski (CRD# 4729077) allegedly recommended unsuitable investments, according to a recent investor complaint against her....

    Read More
  • Stephen Marek: $112K Complaint Against American Pride Advisor

    Uniondale, New York financial advisor Stephen Marek (CRD# 2458841) recently received an investor complaint alleging six-figure losses. Financial Industry Regulatory...

    Read More
  • Wayne Hill: Strategic Asset Management Advisor Has $277K GWG Complaint

    A recent investor complaint against Lane, South Carolina financial advisor Wayne Hill (CRD# 1692976) details allegations regarding investments in GWG...

    Read More
  • Previous
  • Next