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Jack Yvars: Capital Advisory President Faces $250K Complaint
A recent investor complaint against Concord, New Hampshire financial advisor Jack Yvars (CRD# 6377111) details allegations concerning an investment in mutual funds. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Royal Alliance Associates, as well as the president of Capital Advisory Group.
Mr. Yvars’ BrokerCheck report discloses one investor complaint. Filed in April 2023, it alleges that as a representative of Royal Alliance Associates, he recommended a portfolio of mutual funds that did not meet her investment objectives or risk tolerance. (More information FINRA’s suitability rule, which requires brokers to recommend only investments and strategies that are in line with their customers’ objectives and backgrounds, based on a reasonable diligence process, is available here.) The pending complaint alleges damages of $250,000.
According to the Financial Industry Regulatory Authority, Jack Yvars holds six years of securities industry experience. Based in Concord, New Hampshire, he has been a broker and an investment advisor with Royal Alliance Associates since 2018. He is the president of Capital Advisory Group. He was previously registered with Signator Investors in Concord, New Hampshire from 2016 until 2018. His credentials include the passage of four securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in California, Florida, Iowa, Maine, Massachusetts, New Hampshire, New York, Rhode Island, and Vermont. (Information current as of May 20, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.