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Read MoreJames Paige: $1mm-$2mm Complaint Against Wells Fargo Advisor
Vero Beach, Florida financial advisor James Page (CRD# 1726609) has received multiple investor complaints alleging that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that he is registered as a broker Wells Fargo Clearing Services and an investment advisor with Wells Fargo Advisors.
Mr. Paige’s BrokerCheck report discloses several investor complaints. The most recent, filed in February 2024, alleges that as a representative of Wells Fargo Clearing Services, he recommended unsuitable investments and made unauthorized trades. The pending complaint alleges damages of at least $1 million.
An earlier investor complaint, filed in 2023, alleges that as a Wells Fargo advisor, he recommended unsuitable investments, failed to disclose risks, and failed to diversify the customer’s account. The pending complaint alleges damages between $1 million and $2 million.
According to the Financial Industry Regulatory Authority, James Paige holds 35 years of securities industry experience. Based in Vero Beach, Florida, he has been registered as a broker Wells Fargo Clearing Services and an investment advisor with Wells Fargo Advisors since 2008. His past registrations include Morgan Stanley & Company (Vero Beach, Florida; 2007-2008), Morgan Stanley DW (Vero Beach, Florida; 1988-2007), and Blinder Robinson & Company (1987). His credentials include the passage of five securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He holds 31 state licenses. (Information current as of June 9, 2024.)
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