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Jason Hawke: $200K Complaint Against DH Hill Advisor

Meridian, Idaho financial advisor Jason Hawke (CRD# 4177415) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with DH Hill Securities and an investment advisor with Hawke Financial Group.

Mr. Hawke’s BrokerCheck report discloses multiple investor complaints. The most recent, filed in July 2025, alleges that as a representative of DH Hill Securities, he recommended an unsuitable fee simple investment. The pending complaint alleges damages of $200,000.

An earlier investor complaint, filed in 2020, similarly alleged that as a representative of National Securities, he recommended an unsuitable private placement. In 2021 the complaint reached a settlement of $45,000.

A third investor complaint, filed in 2014, alleged that as a JP Turner & Company representative, he misrepresented material facts, recommended unsuitable investments, acted negligently, committed fraud, and breached his fiduciary duty. In 2015 the complaint reached a settlement of $17,500.

A fourth disclosure on his BrokerCheck report concerns his termination from National Securities. Filed in 2019, it states that the firm fired him in connection with allegations that he “failed to notify the Firm prior to engaging in Private Securities Transactions in accordance with the Firm’s policies and procedures.”

Hawke Financial Group’s website includes a page outlining the firm’s philosophy, including its five step process of discovery, analysis, recommendation, implementation, and active management. “Our dynamic total wealth management approach is customized to address your unique financial needs and objectives,” it explains.

According to the Financial Industry Regulatory Authority, Jason Hawke holds 24 years of securities industry experience. Based in Meridian, Idaho, he has been registered as a broker with DH Hill Securities since 2020 and an investment advisor with Hawke Financial Group since 2019. His past registrations include National Securities Corporation, Newbridge Securities Corporation, JP Turner & Company, LPL Financial Corporation, World Group Securities, and WMA Securities. His credentials include the passage of five securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the National Commodity Futures Examination, or Series 3; the Securities Industry Essentials Examination, or SIE; the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the NYSE Trading Assistant Examination, or Series 25; the General Securities Principal Examination, or Series 24; the Uniform Combined State Law Examination, or Series 66;  the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Idaho, Nevada, Ohio, Texas, and Utah. (Information current as of August 8, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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