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Jason La Vigne: Blue Water Advisor Lands $203K Complaint

Easton, Pennsylvania financial advisor Jason La Vigne (CRD# 4499856) recently received an investor complaint alleging that his advice resulted in damages exceeding $200,000. Financial Industry Regulatory Authority records show that he is a broker with Triad Advisors, doing business as Blue Water Financial.

Mr. La Vigne’s BrokerCheck report discloses one investor complaint. Filed in November 2023, it alleges that as a representative of Triad Advisors, he sold unsuitable real estate investments. The pending complaint alleges damages of $203,000.

Blue Water Financial’s website includes a profile of Mr. La Vigne that describes him as an “Investor Coach” with 18 years of financial planning experience. A page describing the firm’s philosophy states that it is “rooted” in loyalty and trust. “From first time investors to those securing stability for their twilight years, we are here to support, educate, and offer insight to every individual that we encounter,” it explains. “In the dizzying world of stock markets and financial lingo, we often become too fixated on the immediate numbers and lose sight of the bigger picture. We want to understand what truly matters to you and tailor a holistic financial plan strive to give you confidence today and tomorrow.”

According to the Financial Industry Regulatory Authority, Jason La Vigne holds 21 years of securities industry experience. Based in Easton, Pennsylvania, he has been a broker with Triad Advisors and an investment advisor with Blue Water Financial since 2014. His past registrations include ING Financial Partners (Warren, New jersey; 2005-2014) and Pruco Securities (Newark, New Jersey; 2002-2005). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, Delaware, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Pennsylvania, and Virginia. (Information current as of December 26, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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