Close Menu
Free Consultation: 888-976-6111

Jason Pintus: $105K Complaint Against Monmouth Capital Advisor

A pending investor complaint against Point Pleasant Beach, New Jersey financial advisor Jason Pintus (CRD# 5239408) alleges that he breached his fiduciary duty and churned investments in a customer’s account. Financial Industry Regulatory Authority records indicate that he is a broker and an investment advisor with Monmouth Capital Management.

Mr. Pintus’s BrokerCheck report discloses one investor complaint. Filed in October 2022, it alleges that as a representative of Monmouth Capital Management, he recommended unsuitable investments in over-the-counter and listed equities, churned investments, breached his fiduciary duty, engaged in negligence, breached contract, and misrepresented and omitted material facts regarding the investments he recommended. The pending complaint alleges damages of $105,055.67. For additional reading about misrepresentation, unsuitable recommendations, negligence, and other conduct forbidden by FINRA rules, visit our investor resources.

According to the Financial Industry Regulatory Authority, Jason Pintus holds 12 years of securities industry experience. Based in Point Pleasant Beach, New Jersey, he has been a broker and an investment advisor with Monmouth Capital Management since 2020. His past registrations include MML Investors Services in Edison, New Jersey (2018-2019) and Tinton Falls, New Jersey (2015-2016), and Legend Securities in Tinton Falls, New Jersey (2009-2015). His credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Operations Professional Examination, or Series 99TO; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arizona, California, Colorado, the District of Columbia, Iowa, Kansas, Michigan, New Jersey, New York, Oklahoma, Texas, and Vermont. (Information current as of January 14, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Blake Rose: $25K Complaint Against Pinnacle Strategies Advisor

    Santa Ana, California financial advisor Blake Rose (CRD# 1836176) is involved in an investor complaint alleging his advice resulted in...

    Read More
  • Lawrence Barrett: Oil & Gas Complaint Against Barrett Wealth Advisor

    A new investor complaint against Orange Village, Ohio financial advisor Lawrence Barrett (CRD# 13429) concerns an oil and gas investment....

    Read More
  • Arete Advisor Dennis Thurman: $100K-$500K GWG L Bond Complaint

    Chicago financial advisor Dennis Thurman (CRD# 2342398) allegedly recommended unsuitable GWG L bonds, according to a recent investor complaint. Financial...

    Read More
  • Did B. Riley’s Darren Daye Sell Unsuitable GWG, GPB Investments?

    Las Vegas financial advisor Darren Daye (CRD# 3032746) allegedly recommended unsuitable investments in GWG Holdings and GPB Waste Management, according...

    Read More
  • Previous
  • Next