Jason Stone: Secura Financial Advisor Lands $100K Complaint

Orange, California financial advisor Jason Stone (CRD# 5455271) recently received an investor complaint alleging that he recommended unsuitable alternative investments. Financial Industry Regulatory Authority records show that he is currently registered as a broker with Arkadios Capital and an investment advisor with Secura Financial Planning and Wealth Management.

Mr. Stone’s BrokerCheck report discloses one investor complaint. Filed in March 2024, it alleges that as a representative of Crown Capital Securities, he made unsuitable recommendations involving alternative products, breached his fiduciary duty, breached contract, and made material misrepresentations of material facts regarding the securities he recommended, including oil and gas investments. The pending complaint alleges damages of $100,000.

Secura Financial Planning and Wealth Management’s website includes a profile of Mr. Stone that describes him as the firm’s Managing Partner. Elsewhere, the firm describes its own mission and values. “Our mission is to help our clients and their families attain their personal financial goals,” it explains. “We do this by providing investment guidance, emotional support during periods of market volatility and asset management strategies designed to help you reach your financial goals… The Secura Financial difference is that we take the time to explain how each element fits into your financial plan and how it benefits you in the short and long term.”

According to the Financial Industry Regulatory, Jason Stone holds 16 years of securities industry experience. Based in Orange, California, he has been registered as a broker with Arkadios Capital since 2024 and an investment advisor with Secura Financial Planning and Wealth Management since 2013. His past registrations include Crown Capital Securities (Orange, California; 2014-2024), Stone Hatcher Financial (Anaheim, California; 2018-2019), JW Cole Financial (Orange, California; 2013-2014), and Ameriprise Financial Services (Long Beach, California; 2008-2013). His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Nevada, New Jersey, New York, Oregon, Tennessee, and Texas. (Information current as of June 1, 2024.)

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