Jason Young: $1 Million Complaint Against Creative Planning Advisor

Charlotte, North Carolina financial advisor Jason Young (CRD# 4604338) recently received an investor complaint alleging that his conduct resulted in seven-figure damages. Securities and Exchange Commission records show that he is currently registered as an investment advisor with Creative Planning, having previously been registered with Mercer Global Advisors.

Mr. Young’s Investment Adviser Public Disclosure form discloses one investor complaint. Filed in March 2024, it alleges that as a representative of Creative Planning, he breached his fiduciary duty, acted negligent and grossly negligent, misrepresented and omitted material facts regarding options trading, violated the North Carolina Securities Act, and violated the Kansas Securities Act between February 2017 and September 2023. The pending complaint alleges damages of at least $1 million.

Creative Planning’s website includes a profile of Mr. Young that describes him as a Managing Director and Partner at the firm. “Utilizing a disciplined approach, Jason works with clients to develop, implement and monitor comprehensive strategies to help meet their most complex goals and needs,” it states. “This encompasses wealth management issues in the areas of retirement planning, investment management, tax, estate, corporate stock options, insurance, education and charitable planning.”

According to the Securities and Exchange Commission, Jason Young holds 20 years of securities industry experience. Based in Charlotte and Waxham, North Carolina, he has been an investment advisor with Creative Planning since 2015. His past registrations include Mercer Global Advisors (Alpharetta, Georgia; 2014-2015), Windhaven Investment Management (Charlotte, North Carolina; 2011-2014), Charles Schwab & Company (Winston Salem, North Carolina; 2007-2011), Wachovia Securities (Charlotte, North Carolina; 2006), and Citigroup Global Markets (Charlotte, North Carolina; 2003-2006). His credentials include the passage of one securities industry qualifying examination: the Uniform Combined State Law Examination, or Series 66. He is licensed in North Carolina and Texas. (Information current as of April 14, 2024.)

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