Jeff Conforti: Investor Complaint Against Conforti Financial Advisor

Campbell, California financial advisor Jeff Conforti (CRD# 1624993) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Securities America. His website shows that he is a representative of Conforti Financial, which offers securities and advisory services through Securities America.

Mr. Conforti’s BrokerCheck report discloses one investor complaint. Filed in March 2024, it alleges that as a representative of Securities America, he recommended unsuitable real estate and BDC investments. The pending complaint alleges unspecified damages believed to exceed $5,000.

Conforti Financial’s website includes a profile of Mr. Conforti that describes his background, experience, and philosophy. “He has extensive experience evaluating clients’ needs and objectives and developing investment strategies to meet their goals,” it explains. “Meeting with clients, relating to them and discussing their needs is key. He takes pride in the fact that our business is customer driven and we build long term relationships and friendships, with our clients.” Elsewhere, the firm describes its services, including wealth management, investment management, and retirement planning. “Our firm has comprehensive knowledge in the core areas of financial planning to support you in pursuing your financial goals,” it states. “We take the time to understand what is important to you while working with you to identify your short term and long term goals.”

According to the Financial Industry Regulatory Authority, Jeff Conforti holds 36 years of securities industry experience. Based in Campbell, California, he has been a broker and an investment advisor with Securities America since 1995 and 2014, respectively. He was previously registered with Baraban Securities in Los Angeles, California from 1987 until 1995. His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Operations Professional Examination, or Series 99TO; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 30 state licenses. (Information current as of April 7, 2024.)

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