Jeffrey Bangerter: $85K Complaint Against Bangerter Financial Advisor

Recent investor complaints against Roseville, California financial advisor Jeffrey Bangerter (CRD# 1687028) allege that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Concorde Investment Services and Concorde Asset Management, respectively, doing business as Bangerter Financial Services.

Mr. Bangerter’s BrokerCheck report discloses two investor complaints. The most recent, filed in December 2024, alleges that as a Concorde Investment Services representative, he recommended unsuitable investments and breached his fiduciary duty. The pending complaint alleges damages of $85,000.

A second investor complaint, filed in January 2024, alleges that as a representative of Bangerter Financial Services, he recommended unsuitable investments involving an interval fund and a Perpetual REIT. The pending complaint alleges damages of $20,000.

Bangerter Financial Services’ website includes a profile of Mr. Bangerter that describes his background and credentials, as well as the firm’s services. “We empower clients with knowledge to help make smart informed choices as they enter their Golden Years, we make things easy to understand so it becomes clear the direction that should be taken,” it explains. “Our goal is to help people maximize social security, create incomes, provide professional money management, protect your assets from long term care.”

According to the Financial Industry Regulatory Authority, Jeffrey Bangerter holds 32 years of securities industry experience. Based in Roseville, California, he has been registered as a broker with Concorde Investment Services since 2019 and an investment advisor with Concorde Asset Management since 2023, doing business as Bangerter Financial Services. His past registrations include Berthel Fisher & Company Financial Services, DFPG Investments, GF Investment Services, Multi-Financial Securities Corporation, Legacy Financial Services, United Securities Alliance, WMA Securities, and Security Distributors. He holds 51 state licenses. (Information current as of January 18, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.