Jennifer Yoon: $200K Complaint Against Morgan Stanley Advisor

Menlo Park, California financial advisor Jennifer Yoon (CRD# 6864788) recently received an investor complaint alleging that her conduct resulted in damages. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Morgan Stanley, having previously been registered with Merrill Lynch.

Ms. Yoon’s BrokerCheck report discloses two investor complaints. The most recent, filed in may 2024, alleges that as a representative of Morgan Stanley, she misrepresented investments in unspecified products between December 2020 and May 2021. The pending complaint alleges damages of $200,000.

An earlier investor complaint, filed in 2021, similarly alleged that she misrepresented material facts related to an investment strategy she recommended as a representative of Morgan Stanley. The complaint alleged damages of $25,000 and was denied by the firm.

Morgan Stanley’s website includes a page in which Ms. Yoon describes her services. “As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve,” she writes. “Working together, I can help you to preserve and grow your wealth. You will have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.”

According to the Financial Industry Regulatory Authority, Jennifer Yoon holds six years of securities industry experience. Based in Menlo Park, California, she has been registered as a broker and an investment advisor with Morgan Stanley since 2019. She was previously registered with Merrill Lynch in Palo Alto, California from 2017 until 2019. Her credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE: and the Uniform Combined State Law Examination, or Series 66. She is licensed in California, Colorado, Connecticut, the District of Columbia, Florida, Hawaii, Illinois, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Texas, Utah, and Washington. (Information current as of July 6, 2024.)

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