Jeremy Maurer: Wells Fargo Advisor Lands $172K Complaint

A recent investor complaint against Roseville, California financial advisor Jeremy Maurer (CRD# 5801701) alleges that his conduct resulted in losses. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Wells Fargo Clearing Services and Wells Fargo Advisors, respectively.

Mr. Maurer’s BrokerCheck report discloses one investor complaint. Filed in August 2024, it alleges that as a representative of Wells Fargo Clearing Services, he recommended an unsuitable investment in a unit investment trust, or UIT. The pending complaint alleges damages of at least $172,928.54.

Wells Fargo’s website includes a profile of Mr. Maurer in which he describes his approach to working with his clients. “As a Financial Advisor with Wells Fargo Advisors, I can deliver a full range of investment planning strategies tailored to your unique needs,” he writes. “Whether you are investing for retirement, education expenses or some other goal, I will help you make informed decisions about your investment strategy. You have access to additional resources available through affiliates, including trust and estate services, insurance products, and much more.”

According to the Financial Industry Regulatory Authority, Jeremy Maurer holds 14 years of securities industry experience. Based in Roseville, California, he has been registered as a broker with Wells Fargo Clearing Services since 2010 and an investment advisor with Wells Fargo Advisors since 2014. He was previously registered with Wells Fargo Investments in 2010. His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, California, Florida, Georgia, Kansas, Michigan, Nevada, Oregon, and Tennessee. (Information current as of August 25, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.